:$51,1*
72 5('8&( 7+( 5,6. 2) ),5( 86( 21/< 0(7$/ '8&7:25.
&$87,21
7R UHGXFH ULVN RI ¿UH DQG WR SURSHUO\ H[KDXVW DLU RXWVLGH 'R QRW YHQW H[KDXVW DLU LQWR VSDFHV ZLWKLQ ZDOOV FHLOLQJV
DWWLFV FUDZO VSDFHV RU JDUDJHV
1RW IRU XVH RYHU DQ RXWGRRU JULOO
23(5$7,21
$OZD\V OHDYH VDIHW\ JULOOHV DQG ¿OWHUV LQ SODFH :LWKRXW WKHVH FRPSRQHQWV RSHUDWLQJ EORZHUV FRXOG FDWFK RQWR KDLU ¿QJHUV
DQG ORRVH FORWKLQJ
7KH PDQXIDFWXUHU GHFOLQHV DOO UHVSRQVLELOLW\ LQ WKH HYHQW RI IDLOXUH WR REVHUYH WKH LQVWUXFWLRQV JLYHQ KHUH IRU LQVWDOODWLRQ
PDLQWHQDQFH DQG VXLWDEOH XVH RI WKH SURGXFW 7KH PDQXIDFWXUHU IXUWKHU GHFOLQHV DOO UHVSRQVLELOLW\ IRU LQMXU\ GXH WR
QHJOLJHQFH DQG WKH ZDUUDQW\ RI WKH XQLW DXWRPDWLFDOO\ H[SLUHV GXH WR LPSURSHU PDLQWHQDQFH
127( 3OHDVH FKHFN ZZZ]HSK\URQOLQHFRP IRU UHYLVLRQV EHIRUH GRLQJ DQ\ FXVWRP ZRUN
(/(&75,&$/ 5(48,5(0(176
,PSRUWDQW
2EVHUYH DOO JRYHUQLQJ FRGHV DQG RUGLQDQFHV
,W LV WKH FXVWRPHU¶V UHVSRQVLELOLW\
7R FRQWDFW D TXDOL¿HG HOHFWULFDO LQVWDOOHU
7R DVVXUH WKDW WKH HOHFWULFDO LQVWDOODWLRQ LV DGHTXDWH DQG LQ FRQIRUPDQFH ZLWK 1DWLRQDO (OHFWULFDO &RGH $16,1)3$
ODWHVW HGLWLRQ
RU &6$ VWDQGDUGV & &DQDGLDQ (OHFWULFDO &RGH 3DUW DQG & 1R0 ODWHVW HGLWLRQ
DQG
DOO ORFDO FRGHV DQG RUGLQDQFHV
,I FRGHV SHUPLW DQG D VHSDUDWH JURXQG ZLUH LV XVHG LW LV UHFRPPHQGHG WKDW D TXDOL¿HG HOHFWULFLDQ GHWHUPLQH WKDW WKH
JURXQG SDWK LV DGHTXDWH
'R QRW JURXQG WR D JDV SLSH
&KHFN ZLWK D TXDOL¿HG HOHFWULFLDQ LI \RX DUH QRW VXUH WKH UDQJH KRRG LV SURSHUO\ JURXQGHG
'R QRW KDYH D IXVH LQ WKH QHXWUDO RU JURXQG FLUFXLW
1DWLRQDO )LUH 3URWHFWLRQ $VVRFLDWLRQ %DWWHU\PDUFK 3DUN 4XLQF\ 0DVVDFKXVHWWV
&6$ ,QWHUQDWLRQDO (DVW 3OHDVDQW 9DOOH\ 5RDG &OHYHODQG 2KLR
7KLV DSSOLDQFH UHTXLUHV D 9 +] HOHFWULFDO VXSSO\ DQG FRQQHFWHG WR DQ LQGLYLGXDO SURSHUO\ JURXQGHG EUDQFK FLUFXLW
SURWHFWHG E\ D RU DPSHUH FLUFXLW EUHDNHU RU WLPH GHOD\ IXVH :LULQJ PXVW EH ZLUH ZLWK JURXQG 3OHDVH DOVR UHIHU WR
(OHFWULFDO 'LDJUDP RQ SURGXFW
$ FDEOH ORFNLQJ FRQQHFWRU QRW VXSSOLHG PLJKW DOVR EH UHTXLUHG E\ ORFDO FRGHV &KHFN ZLWK ORFDO UHTXLUHPHQWV SXUFKDVH
DQG LQVWDOO DSSURSULDWH FRQQHFWRU LI QHFHVVDU\
=50(%6 =50(%6 :DWWV $PSV
=50(%6 =50(%6 :DWWV $PSV